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IV Readings on the Nation-State
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The nationstate, along with
the consumer, laborer, and capitalist comprise, we suggest, the essential elements of the
culture of capitalism. It is the nationstate that guarantees the ownership of
private property and the means of production and provides support for disciplining the
work force. The state also has to provide and maintain the economic
infrastructuretransportation, communication, judicial systems, education, and so
onrequired by capitalist production. The nationstate must regulate conflicts
between competing capitalists at home and abroad, by diplomacy if possible, by war if
necessary. The state plays an essential role in creating conditions that inhibit or
promote consumption, controls legislation that may force people off the land to seek wage
labor, legislates to regulate or deregulate corporations, controls the money supply,
initiates economic, political, and social policies to attract capital, and controls the
legitimate use of force. Without the nationstate to regulate commerce and trade
within its own borders, there could be no effective global economic integration. But how
did the nationstate come to exist, and how does it succeed in binding together often
disparate and conflicting groups? Those are the questions addressed in the
following selections. |
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| A. The Role of the Nation-State in
the Culture of Capitalism |
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The nation-state is the political pillar
of the culture of capitalism. Virtually everyone in the world considers herself or himself
a member of one nation-state or another, in spite of the fact that few nation-states are
more than fifty years old. The question addressed in the readings in this
section are, how and why did the nation-state come to assume such importance in the
culture of capitalism, and, what specifically is the relationship between the nation-state
and the capitalist?
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Reading 1. States? Sovereignty? The
Dilemmas of Capitalists in an Age of Transition
http://fbc.binghamton.edu/iwsovty.htm |
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This is not an easy reading to begin this
section, but this keynote address by Immanuel Wallerstein at a conference on "State
and Sovereignty in the World Economy" provides a remarkably comprehensive description
of the role of the nation-state in the culture of capitalism. It also complements
nicely the discussion of the nation-state in Global
Problems and the Culture of Capitalism. The views expressed by Wallerstein are
not shared by all social scientists and historians, but they are persuasive and
provocative. In this address he focuses on two key questions about the origin, nature and
role of the nation-state: first, in what ways are capitalists dependent on the
nation-state for their accumulation of wealth. and, second, since the nation-state
operates primarily in the service of capitalists, how does it maintain its sovereignty,
that is its control, over everyone else? The nation-state, Wallerstein argues, serves the
needs of capitalists in a number of ways. For example, it guarantees property rights and
protects capital from theft, confiscation, and excessive taxation. It also protects
capitalists from a "free market," that is one that allows for the easy entrance
of competitors. It also subsidizes the capitalist by, among other things, assuming part of
the cost of production (e.g. building and maintaining communication systems, education
systems, judiciary systems, etc.), and protecting capitalists from paying for damages they
do to the property of others (damages to the environment, to people's health, etc.) But
why, asks Wallerstein, when capitalists receive most of the benefits of the actions of
nation-states, do these states maintain their power and legitimacy? Part of the answer
lies with the ideology of "liberalism," whose history Wallerstein describes.
But, as you will see, maintaining sovereignty in an era of globalization is no easy
thing; in fact, says Wallerstein, the legitimacy of nation-states are presently
being questioned as never before. Furthermore, he says, "The sovereignty of
states--their inward and outward sovereignty within the framework of an interstate
system--is a fundamental pillar of the capitalist world economy. If it fails, or seriously
declines, capitalism is untenable as a system." |
Reading 2. Nations and
Nationalism: A Review
http://www.santafe.edu/~shalizi/reviews/nations-and-nationalism/ |
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A brief review of Ernest Gellner's book, Nations
and Nationalism. He contrasts the needs of agrarian societies (which he calls
"Agraria") with those of industrial societies, and concludes that the modern
state developed to meet the needs of industrial society. Gellner proposes that the
nation-state exists primarily because of the need of industrial societies for economic
integration and cultural homogeneity; furthermore, he says, the medium through which
this integration and homogenization is accomplished is through education. As Gellner
said, instead of using a monopoly on force to accomplish integration, the modern state
uses its monopoly on education. |
Reading 3. From Miracle to Crash
http://www.lrb.co.uk/v20/n08/ande02_.html |
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In this article, Benedict Anderson explains the
political and economic forces that were behind the rapid and dramatic economic rise of
Southeast Asian countries in the 1970s and 80s, and their subsequent collapses in
1997. This is another fairly lengthy article, but it is valuable for a number of
reasons. First, the article is a superb case study of the interplay between
economics and politics, the capitalist and the nation-state, in the modern world.
Second, it describes in some depth the role of ethnic groups (in this case the Chinese) in
nation-states. Third, the article provides a particularly good summary of the economic and
political development in Indonesia, one that complements the discussion in Chapter Three
of Global Problems and the Culture of Capitalism.
Finally, it provides a sometimes chilling description of how powerful nation-states can
use that power to control the economic, political, and social affairs of weaker
nation-states. |
Reading 4. The Chile
Coup: The U.S. Hand
http://www.consortiumnews.com/1990s/consor33.html |
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One of the functions of the nation-state in the culture of
capitalism is to guarantee the assets of capitalists, particularly their rights to private
property. However, what happens when that property is held in other countries?
If the nation-state is powerful enough, it can use its resources and/or military to
intervene. The United States in the last half-century has intervened to help
overthrow democratically elected governments in Iran, Guatemala, and Chile among others
when those governments threatened the overseas investments of American or multinational
concerns. The case of Chile is relevant today because of the October 1998 arrest in
England of Augusto Pinochet , the general who assumed power after the American sponsored
overthrow of Salvador Allende. This article by Peter Kornbluh that appeared in The Consortium was based
on recently released government documents, and details the process through which a
powerful capitalist nation-state can intervene in the workings of a less powerful state
when it believes that the best interests of its capitalists are not being served. |
| B. The Relationship Between Ethnic Groups and
the Nation-State |
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The major defining characteristic of nation-states is a shared
language and culture. In fact, one of the major tasks of any nation-state is to at
least convince its citizens that they share a common culture. The problem is that
few nation-states meet that criteria. The question is, what is the consequence of
the fact that nation-states are not culturally homogenous, and what actions can be taken
by these states to address this situation.
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Reading 5. Death by Government (a selection)
http://www2.hawaii.edu/~rummel/DBG.CHAP1.HTM |
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This is the first chapter of Rudolph Rummel's book, Death by
Government. In this book, which is one of a series he has done on the same topic,
Rummel documents the number of citizens that have been killed by their own
governments. Rummel's basic thesis is that the more totalitarian the government, the
more likely they are to torture and murder. Democratic governments, he argues, do
kill, but nowhere on the scale of authoritarian or totalitarian states. Yet, as he
makes clear, nation-states, with their alleged monopoly on the use of force, tend to be by
far the greatest source of murder and mayhem. For example, review his statistics on
the number of citizens killed by the major megamurderers
of the 20th Century. |
Reading 6. The
Wannasee Protocol
http://fcit.coedu.usf.edu/holocaust/resource/document/... |
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This is perhaps the most horrifying document of the Jewish
Holocaust. It is on the Internet at the Teacher's Guide to the
Holocaust, a collection of primary documents that include excerpts from
the writings of Hitler and Himmler, Nazi decrees against the Jews, Nazi descriptions of
the concentration camps and the gassing of prisoners, and the opening address at the
Nuremberg Trials. The Wannasee protocol describes the steps to be taken to eliminate
Jews. It is one of the primary documents of the Nazi's Final Solution. |
Reading 7. About Lynching
http://www.english.uiuc.edu/maps/poets/g_l/lynching/lynching.htm |
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We tend to associate terrorism with small groups of people
who use violence to achive their aims. But there is also state terrorism where the
state uses violence to control portions of the population, or allows extra-state groups to
use violence with no fear of being prosecuted. Lynching in the United States
provides a good example of such violence. Black Americans were the major victims of
lynching, as these brief articles describe. Virtually no one was ever prosecuted for
participating in a lynching, and participants and perpetrators even had their photographs
taken at lynchings and made into postcards. To get the feeling of the mood at a lyching, read the lyrics to Strange Fruit,
popularized by singer Billie Holiday. Photographs of lynching victims follow the
main reading. |
Exercise 1. Present Global
Conflicts
http://www.incore.ulst.ac.uk/cds/countries/index.html |
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This map at the Initiative on Conflict
Resolution and Ethnicity (INCORE) details most (but not all) of the current
intra-state conflicts in the world. The existence of these conflicts tends to
confirm Rudolph Rummel's point that most deadly quarrels are between nation-states and
their own citizens. Each of the specified conflicts is a link that will take you to
additional resources on the conflict. Simply browse through the sites, and see if
you can detect some features that all or most of the conflicts have in common. |
| C. The Future of the Nation-State |
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There is some thought that the future of the nation-state is
insecure. Some point to the increase in migration in the world, others to the rise
of the transnational corporations, yet others to the increasing importance of
non-governmental organizations (NGOs) in delivering services to people. The
following readings each address that idea, although each concludes, that while the
nation-state may change, its importance to the culture of capitalism is too great for it
to disappear.
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Reading 8. Maps Myths and
Migrants
http://www.newint.org/issue305/keynote.html |
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Globalization has dissolved national boundaries as more and
more people migrate in search of employment. As Anouk Ride points out in this
article from New
Internationalist, almost everyone has to sell something to survive, and often the only
thing they have to sell is their labor. But as boundaries dissolve, borders, as
Richard Kearney has explained, have been reinforced. That is as more and more people
migrate from poor countries to rich countries in search of work, governments in rich
countries have been urged by their citizens to strengthen borders to prevent immigration.
To some, immigrants pose a threat to the economy, to the social fabric of the
country, even, some argue, to the environment. But migrants, as Ride explains,
contribute far more to national economies than they receive, a fact explainable, in part,
because they are willing to work for far less than citizens. |
Reading 9.
War
and Peace
http://www.guardian.co.uk/saturday_review/story/0,3605,655478,00.html |
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Nation-states claim to have a monopoly on
the use of armed force, a monopoly that they use with disturbing
frequency. In this article, distinguished historian Eric Hobsbawm
examines the history of war in the 20th century and tries to project
what sort of wars will be fought in the 21st century. |
Reading 10. Bullets and Borders
http://www.newint.org/issue277/keynote.html |
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Why, asks Nikki van der Gaag in this article from
New Internationalist,
when the nation-state is supposed to be on its last legs, are people still willing to die
for their country? In this article he examines how and why nations are, in Benedict
Anderson's phrase, "imagined communities," and how increased nationalism is a
consequence of economic globalization. It is also, he says, a consequence of the
failure of nation-states to provide adequately for the bulk of its citizenry. |
Reading
11.
Bases, Empire and Global Response
http://www.forusa.org/fellowship/winter07/catherinelutz.html |
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Catherine Lutz documents the spread of
U.S. militarism in which over a quarter of a million troops are
stationed in some 737 bases spread around 130 countries. She
examines the impacts of these facilities in the countries in which they
are situated and explores also the meaning of this unprecedented
military expansion and it is stimulating protest.
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Additional
Internet Resources on the Nation-State |
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